Durationkeyboard_arrow_down
The programme is available in two duration modes:
1 month (Fast-track mode)
2 months (Standard mode)
Course Delivery keyboard_arrow_down

Online

Entry Requirementskeyboard_arrow_down

One of the following:

Course Contentkeyboard_arrow_down

Our Professional Certificate Course in UK Financial Services Regulation in the UK is designed to provide participants with a comprehensive understanding of financial regulation and compliance in the UK. The course covers a range of essential topics, including:

  1. Overview of Financial Regulation: Explore the regulatory landscape governing financial institutions and markets in the UK, including the role of regulatory bodies such as the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA).

  2. Regulatory Frameworks: Dive into the key regulatory frameworks and legislation shaping the financial services industry, including the Markets in Financial Instruments Directive (MiFID II), the European Market Infrastructure Regulation (EMIR), and the Senior Managers and Certification Regime (SMCR).

  3. Compliance Strategies: Learn best practices for developing and implementing effective compliance programs, including risk assessment, monitoring, and reporting.

  4. Case Studies: Analyze real-world case studies to understand the practical implications of financial regulation and compliance challenges faced by financial institutions.

  5. Ethical Considerations: Explore ethical issues and considerations in financial regulation, including conflicts of interest, market manipulation, and insider trading.

Through a combination of interactive lectures, discussions, and practical exercises, participants will develop the knowledge and skills needed to navigate the complexities of financial regulation and compliance with confidence. Join us and take the first step towards a successful career in financial services regulation.

Assessment keyboard_arrow_down

The assessment is done via submission of assignment. There are no written exams.

Course fee keyboard_arrow_down
The fee for the programme is as follows:

1 month (Fast-track mode) - £140


2 months (Standard mode) - £90
Payment planskeyboard_arrow_down

Please find below available fee payment plans:

1 month (Fast-track mode) - £140


2 months (Standard mode) - £90


Accreditationkeyboard_arrow_down

Please Note:-

    Stanmore School of Business